Gladstone Investment Corporation - Business Development Company (GAIN) Social Stream

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$GAIN New SEC Filing: 8-K Other Events Material Agrmt - GLADSTONE INVESTMENT CORPORATION\DE (0001321741) August 11


Item 1.01. Entry Into a Material Definitive Agreement. On August 11, 2021, Gladstone Investment Corporation (the "Company") entered into an underwriting agreement (the "Underwriting Agreement") by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named therein, in connection with the issuance and sale of $117.0 million aggregate principal amount of the Company's 4.875% Notes due 2028 (the "Offering"). The Company has also granted the underwriters a 30-day option to purchase up to an additional $17,550,000 aggregate principal amount of the 4.875% Notes due 2028 to cover overallotment (...)

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